AML related RBI notifications

 

Notifications issued by RBI

05.11.2009 – CFT- Unlawful Activities (Prevention) Act, 1967 – Obligation of RRBs

29.10.2009 – CFT- Unlawful Activities (Prevention) Act, 1967 – Obligation of State and Central Co-operative Banks

30.09.2009 – KYC / AML Standards / CFT / Obligation of State and Central Co-operative Banks

29.09.2009 – KYC Norms / AML Standards and obligation of Regional Rural Banks (RRBs)

17.09.2009 – CFT – Unlawful Activities (Prevention) Act, 1967 – Obligation of scheduled commercial banks

16.09.2009 – Adherence to KYC/AML guidelines-Multi Level Marketing firms – Primary (Urban) Co-operative Banks

11.09.2009 – KYC norms / AML standards/CFT/Obligation of scheduled commercial banks

14.08.2009 – Policy Guidelines for issuance and operation of Prepaid Payment Instruments in India

14.08.2009 – Use of RTGS/NEFT/NECS/ECS – Compliance with FEMA Regulations and Wire Transfer Guidelines

11.08.2009 – List of Terrorist Individuals/Organisations – under UNSCR 1267(1999) and 1822(2008)

01.07.2009 – Master Circular – Foreign Contribution ( Regulation ) Act, 1976

01.07.2009 – Master Circular – Para-banking Activities for all scheduled commercial banks (excluding RRBs)

01.07.2009 – Master Circular – KYC Guidelines – AML Standards for all NBFCs, MNBs, RNBs

01.07.2009 – Master Circular – KYC norms / AML standards/ CFT/Obligation for Scheduled Commercial Banks

23.06.2009 – List of Terrorist Individuals/Organisations – under UNSCR 1267(1999) and 1822(2008)

05.08.2008 – Obligations of NBFCs under PMLA and Counterfeit Currency Report

02.07.2008 – Prevention of Money Laundering Act, 2002 – Obligation for UCBs

01.07.2008 – Master Circular-KYC norms/AML standards/CFT obligation of Banks under PMLA, 2002 (w/o Annexures)

01.07.2008 – Master Circular-KYC norms/AML standards/CFT obligation of Banks under PMLA, 2002 (with Annexures)25.06.2008 – Obligations of State and Central Cooperative Banks under PMLA and Counterfeit Currency Report

18.06.2008 – Obligations of Regional Rural Banks under PMLA and Counterfeit Currency Report

22.05.2008 – Obligations of Banks under PMLA and Counterfeit Currency Report

28.02.2008 – KYC Norms/AML Standards/Combating Financing of Terrorism (CFT)-State and Dist. Central Coop. Banks

27.02.2008 – KYC Norms/AML Standards/Combating Financing of Terrorism (CFT)-Regional Rural Banks

25.02.2008 – KYC Norms/AML Standards/Combating Financing of Terrorism (CFT)-Primary (Urban) Cooperative Banks

18.02.2008 – KYC Norms/AML Standards/Combating Financing of Terrorism (CFT)-Scheduled Commercial Banks

20.04.2007 – Compliance function in Banks

13.04.2007 – KYC Norms/AML Guidelines/Combating Financing of Terrorism- Wire Transfers

16.11.2006 – Compliance function in Banks

26.06.2006 – Anti-Money Laundering Guidelines for Authorized Persons in Foreign Exchange

21.03.2006 – Prevention of Money Laundering Act, 2002 – Obligation of Primary (Urban) Co-operative Banks

09.03.2006 – Prevention of Money Laundering Act, 2002 – Obligation of Regional Rural Banks

03.03.2006 – Prevention of Money Laundering Act, 2002 – Obligation of State and District Central Co-operative Banks

15.02.2006 – Prevention of Money Laundering Act, 2002 – Obligation of Scheduled Commercial Banks excluding RRBs

25.01.2006 – Financial inclusion by Extension of Banking Services – Scheduled Commercial Banks including RRBs

02.12.2005 – Anti-Money Laundering Guidelines for Authorized Money Changers

21.11.2005 – Credit Card Operations of banks – Commercial Banks/NBFCs (Excluding RRBs)

11.10.2005 – KYC for persons authorized by NBFCs to collect public deposit on behalf of NBFCs

23.08.2005 – KYC guidelines – AML Standards – Scheduled Commercial Banks (Excluding RRBs)

23.08.2005 – KYC guidelines – AML Standards – State and District Central Co-operative Banks

23.08.2005 – KYC guidelines – AML Standards – Regional Rural Banks

23.08.2005 – KYC guidelines – AML Standards – Primary (Urban) Co-operative Banks

21.02.2005 – KYC guidelines – AML Standards – NBFCs, Miscellaneous NBCs, and Residuary NBCs

18.02.2005 – KYC guidelines – AML Standards – State and District Central Co-operative Banks

18.02.2005 – KYC guidelines – AML Standards – Regional Rural Banks

15.12.2004 – KYC guidelines – AML Standards – Primary (Urban) Co-Operative Banks

29.11.2004 – KYC guidelines – AML Standards -Commercial Banks

09.07.2004 – KYC Guidelines –  Compliance -Primary (Urban) Co-Operative Banks

21.06.2004 – Guidelines on KYC Norms – Existing Accounts – Commercial Banks (excluding RRBs)

29.05.2004 – KYC Guidelines –  Compliance – Primary (Urban) Co-Operative Banks

19.02.2003 – Risk Management Systems in Banks -Scheduled Commercial Banks (excluding RRBs and LABs)

16.08.2002 – Guidelines on “Know Your Customer” norms and “Cash transactions” -Commercial Banks

 

FINANCIAL INSTITUTIONS

01.07.2009 – Master Circular – KYC Guidelines – AML Standards for all NBFCs, MNBs, RNBs

05.08.2008 – Obligations of NBFCs under PMLA and Counterfeit Currency Report

05.04.2006 – Prevention of Money Laundering Act, 2002 – Obligation of NBFCs

21.03.2006 – Prevention of Money Laundering Act, 2002 – Obligation of Primary (Urban) Co-operative Banks

07.03.2006 – KYC guidelines – AML Standards – NBFCs, Miscellaneous NBCs, and Residuary NBCs

21.11.2005 – Credit Card Operations of banks – Commercial Banks/NBFCs (Excluding RRBs)

11.10.2005 – KYC for persons authorized by NBFCs to collect public deposit on behalf of NBFCs

21.02.2005 – KYC guidelines – AML Standards – NBFCs, Miscellaneous NBCs, and Residuary NBCs

Notifications issued by NABARD

23.04.2009 – KYC Guidelines and AML Standards – Obligations of RRBs

23.04.2009 – KYC Guidelines and AML Standards for State Cooperative Banks & District Central Cooperative Banks

17.03.2008 – KYC Guidelines – AML Standards for State Cooperative Banks & District Central Cooperative Banks

28.08.2004 – Guidelines on ‘Know Your Customer’ Norms – Existing Accounts – RRBs

28.08.2004 – Guidelines on KYC Norms – Existing Accounts – State/District Central Cooperative Banks

15.06.2004 – KYC norms and Cash transactions – Compliance – RRBs

15.06.2004 – KYC norms and Cash transactions – Compliance – State/ District Central Cooperative Banks

14.06.2004 – Customer Information – RRBs

14.06.2004 – Customer Information – State/District Central Cooperative Banks

13.05.2005 – KYC norms and “Cash transactions” – State Cooperative Agriculture & Rural Development Banks

30.04.2003 – Guidelines on “Know Your Customer” norms and “Cash transactions” – RRBs

30.04.2003 – Guidelines on KYC norms and “Cash transactions”- State Co-operative Banks

 

 

Notifications issued by IRDA

31.03.2008 – AML Master circular